EXCOM approval |
Planning phase |
Implementation phase |
Final Reporting |
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EXCOM form |
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Monitoring the Implementation |
Final/Terminal report |
Evaluation ToR Evaluation report |
Midpoint/Annual Progress Reports | Annual funds utilization reports |
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Annual funds utilization report |
Convention on Access to Information, Public Participation in Decision-making and Access to Justice in Environmental Matters (Aarhus Convention)
Part I. Planning Decision V/6 on the Work programme for 2015–2017 (Annex 1) |
Part II. Implementation (to be used for reporting on progress in the implementation of the project in real time)1,2 |
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Expected accomplishments |
Planned activities |
Average annual estimated costs (US$)
|
Implemented activities3 |
Actual expenditures4 (US$)3 |
---|---|---|---|---|
EA 1: I. Widen the range of environmental information made available to the public, including product information, and exchange of information and good practices, with a focus on several issues, including: |
A1.1 |
153 250 |
In the reporting period, numerous activities were focused on improving public access to environmental information, as required by articles 4 and 5 of the Convention, and its active dissemination to the public, including through electronic information tools. At its third meeting (Geneva, 3–5 December 2014), the Task Force on Access to Information discussed a number of issues, including the scope, quality and comparability of information to be provided in accordance with the Convention. It also deliberated on the application of certain restrictions on access to environmental information in accordance with the Convention’s provisions and shared recent relevant developments in information and communication technology in relation to environmental information.
In the reporting period numerous activities were focused on improving public access to environmental information and its active dissemination to the public, including through electronic information tools. In the reporting period numerous activities were focused on improving public access to environmental information and its active dissemination to the public, including through electronic information tools. |
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EA 2: II. Identify common difficulties and the main obstacles to effective public participation in all types of decision-making and at all levels (national, provincial, local) within the scope of articles 6, 7 and 8 of the Convention; and coordinate the collection and exchange of good practices to address the common difficulties and the main obstacles identified, including through the further development of the online compendium of case studies in public participation in decision-making. |
A2.1
|
133 160 |
With regard to implementation of activities related to participation in decision-making during the reporting period, the recommendations on improving the implementation of the provisions of the Aarhus Convention on public participation in decision-making were issued in English, French and Russian, as an addendum to the report of the fifth session of the Meeting of the Parties (ECE/MP.PP/2014/2/Add.2). The secretariat is also planning to issue the recommendations as a publication. With regard to the implementation of activities related to participation in decision-making during the reporting period, the Maastricht Recommendations on Promoting Effective Public Participation in Decision-making in Environmental Matters (Maastricht Recommendations) were issued as a publication in English, French and Russian. Hard copies have been distributed to national focal points and stakeholders. With regard to public participation, at its seventh meeting (Geneva, 15–16 December 2016) the Task Force on Public Participation in Decision-Making focused on public participation in decision-making related to sustainable development and discussed good practices and the main challenges to effective public participation with a focus on effective public participation in decision-making (a) related to changes to or extensions of existing activities and (b) in a transboundary context. The meeting also offered an opportunity to share experiences in the use of the Maastricht Recommendations on Promoting Effective Public Participation in Decision-making in Environmental Matters (ECE/MP.PP/2014/2/Add.2). A survey was organized prior to the meeting in order to facilitate the discussion on this item. A call for case studies on public participation in environmental decision-making is ongoing, and an online compendium of the case studies has been populated. |
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EA 3: III. Implementation of the decisions adopted at the fourth and fifth sessions of the Meeting of the Parties, as well as previous decisions, as appropriate; exchange of information, experiences, challenges and good practices relating to the implementation of the third pillar of the Convention, on such issues as costs, remedies, scope of review, timeliness, protection against persecution and harassment; identification of priority needs with respect to public access to justice in environmental matters; raising of awareness of the access to justice provisions of the Convention; and building of capacity among key groups of stakeholders, such as the judiciary, public interest lawyers and other legal professionals,b through organizing joint events with existing networks and other organizations.
|
A3.1
|
137 160 |
With respect to access to justice activities in the reporting period, on 1 July 2014 members of the Compliance Committee and the secretariat promoted the Convention at the workshop on access to justice organized by the University of Maastricht in the margins of the fifth session of the Meeting of the Parties. Two studies— one on standing in selected countries of Eastern Europe, the Caucasus and Central Asia, and another on standing, remedies and costs in countries of South-Eastern Europe — were finalized and made available online. At its ninth meeting (Geneva, 14–15 June 2016), the Task Force on Access to Justice considered recent developments and national efforts to remove barriers to access to justice. The meeting also included a thematic session, which focused on the scope of review. In particular, delegates discussed what decisions, acts or omissions could be the subject of administrative appeal and judicial review in accordance with article 9 of the Convention, what could be the grounds for their review and to what extent both procedural and substantive issues might be reviewed. The Task Force meeting was preceded by a special session for judges dedicated to the promotion of judicial networking in the pan-European region. The tenth meeting of the Task Force is scheduled to take place on 27 and 28 February 2017 in Geneva. |
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EA 4: IV. Support the implementation of decision II/1 on GMOs (GMO amendment) and relevant provisions of the Convention in this area, as well as the application of the Guidelines on Access to Information, Public Participation and Access to Justice with Respect to Genetically Modified Organisms (MP.PP/2003/3), inter alia, by promoting exchange of information on common difficulties and the main obstacles to their implementation, as well as good practices to address them.
|
A4.1
|
36 923 | Bilateral collaboration with the secretariat of the Cartagena Protocol on Biosafety to the Convention on Biological Diversity (CBD) dedicated to genetically modified organisms (GMOs) is ongoing. At the invitation of CBD, the secretariat provided input to an online forum on public participation in decision-making on GMOs, which ran from 28 April to 8 May 2014. Pursuant to the conclusions of the joint Aarhus Convention/CBD round table on GMOs (Geneva, 16–17 October 2013) the Aarhus Convention and CBD secretariats jointly prepared a draft checklist of key measures required for ratification and implementation of the Aarhus Convention and the Cartagena Protocol on Biosafety in the context of LMOs/GMOs. The checklist was circulated to national focal points of the two treaties and stakeholders for comments by 31 September 2014 and is currently being revised. Furthermore, the two secretariats are preparing a joint note describing sources of available technical assistance, tools and materials with regard to the two legal instruments and their LMO/GMO requirements. During the reporting period, Parties whose ratification of the GMO amendment would count towards its entry into force — i.e., Albania, Armenia, Azerbaijan, Belarus, France, Georgia, Kazakhstan, Kyrgyzstan, Malta, Tajikistan, the former Yugoslav Republic of Macedonia, Turkmenistan and Ukraine —were repeatedly called upon to take serious steps towards ratification and to provide the secretariat with a written explanation on the status of ratification. Following the mandate of the Meeting of the Parties, the Working Group of the Parties is expected to monitor closely the progress towards entry into force of the GMO amendment and Parties and partner organisations are called upon to offer assistance in ratifying the amendment. The secretariat, in cooperation with partner organizations, is also exploring opportunities to pursue a proposed project aimed at strengthening public participation in decisions on the deliberate release into the environment and the placing on the market of GMOs within the Environment and Security Initiative (ENVSEC).Bilateral collaboration with the secretariat of the Cartagena Protocol on Biosafety to the Convention on Biological Diversity dedicated to genetically modified organisms (GMOs) is ongoing. Pursuant to the conclusions of the joint Aarhus Convention and Convention on Biological Diversity round table on GMOs (Geneva, 16–17 October 2013), the two treaty secretariats jointly prepared a checklist of key measures required for ratification and implementation of the Aarhus Convention and the Cartagena Protocol on Biosafety with regard to its article 23 in the context of living modified organisms/genetically modified organisms (LMOs/GMOs). The checklist was circulated to national focal points of the two treaties and stakeholders for comments through two rounds of consultations held in 2014 and 2015. The finalized checklist, taking into account the comments received, has been made available to Parties to both instruments and stakeholders for their information and use. Furthermore, the two secretariats have finalized a joint note summarizing sources of available technical assistance, tools and materials with regard to implementation of the two legal instruments and their LMO/GMO requirements in relation to article 23. To further promote the Aarhus Convention’s provisions in this area, the secretariat provided input to the two training modules on access to information and on public participation in decision-making concerning LMOs being developed by the Convention on Biological Diversity secretariat. During the reporting period, Georgia ratified the amendment to the Aarhus Convention regarding public participation in decisions on the deliberate release into the environment and placing on the market of genetically modified organisms (GMO amendment). Four more Parties from among the following list must ratify the GMO amendment for it to enter into force: Albania, Armenia, Azerbaijan, Belarus, France, Kazakhstan, Kyrgyzstan, Malta, Tajikistan, the former Yugoslav Republic of Macedonia, Turkmenistan and Ukraine. These Parties were repeatedly called upon to take serious steps towards ratification and to provide the secretariat with a written explanation regarding the status of the ratification process in their countries. Following the mandate of the Meeting of the Parties, the Working Group of the Parties is expected to monitor closely the progress towards the entry into force of the GMO amendment and Parties and partner organizations are called upon to offer assistance in ratifying it. Bilateral collaboration on genetically modified organisms (GMOs) is ongoing between the secretariats of the Aarhus Convention and the Cartagena Protocol on Biosafety to the Convention on Biological Diversity. During the reporting period, the two secretariats organized the second Global Round Table on Awareness-raising, Access to Information and Public Participation in Decision-making Related to Living Modified Organisms/ Genetically Modified Organisms (LMOs/GMOs) (Geneva, 15–17 November 2016). The meeting was organized under the leadership of the Government of Austria. The event aimed to assist participants to identify challenges in promoting public participation in decision-making on LMOs/GMOs, to build capacity of governmental experts and different stakeholders, and to explore synergies between different countries, regions and organizations to promote transparency and public participation on biosafety. In the reporting period, France ratified the amendment to the Aarhus Convention regarding public participation in decisions on the deliberate release into the environment and placing on the market of genetically modified organisms (GMO amendment). Three more Parties from among the following list must ratify the amendment for it to enter into force: Albania, Armenia, Azerbaijan, Belarus, Kazakhstan, Kyrgyzstan, Malta, Tajikistan, the former Yugoslav Republic of Macedonia, Turkmenistan and Ukraine. These Parties were repeatedly called upon to take serious steps towards ratification and to provide the secretariat with a written explanation regarding the status of the ratification process in their countries. Following its mandate from the Meeting of the Parties, the Working Group is expected to monitor closely progress on the GMO amendment, and to enlist the assistance of Parties and partner organizations towards the amendment’s entry into force. |
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EA 5: V. Monitor and facilitate the implementation of and compliance with the Convention.
|
A5.1
|
289 410 |
Turning to implementation of compliance-related tasks, since 1 April 2014, the Compliance Committee has held its forty-fifth, forty-sixth and forty-seventh meetings. It adopted findings on one communication from the public and agreed draft findings concerning three others. The Committee worked very hard to complete all its findings before the fifth session of the Meeting of the Parties, when the composition of the Committee would change, so as to be able to start its caseload afresh with the new Committee members. Hence not many new findings have yet been adopted. Between 1 April 2014 and 1 March 2015 the Compliance Committee received 28 new communications (as compared with the previous period, during which it received only 9). In addition, the Meeting of the Parties made one request to the Committee to review a Party’s compliance. No submissions were made to the Committee by individual Parties and the secretariat made no referrals during this period. Of the 28 new communications received, the Committee determined 10 to be preliminarily admissible, 4 to be preliminarily inadmissible, and 14 are currently awaiting a determination of preliminary admissibility. The Committee currently has 35 pending cases, consisting of 34 pending communications and 1 pending request. Since 2 March 2016 the Compliance Committee has held its fifty-second, fifty-third, fifty-fourth and fifty-fifth meetings. In that period, it adopted findings on four communications from the public and completed draft findings on another four communications. Between 2 March 2016 and 31 December 2016, the Compliance Committee received five new communications. In addition, the Committee received one submission by a Party concerning its own compliance. The secretariat made no referrals during the reporting period. Of the five communications considered for preliminary admissibility between 2 March 2016 and 31 December 2016, the Committee determined all five to be preliminarily admissible. The Committee currently has 49 pending cases, consisting of 45 pending communications, one pending request from the Meeting of the Parties, one pending request from a Party for advice or assistance and two pending submissions. |
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EA 6: VI. Coordination of capacity-building activities to assist countries in the effective implementation of the Convention; implementation of capacity-building measures at the regional and subregional levels.
|
A6.1
Annual inter-agency coordination meetings; maintaining the Convention’s web pages with information on capacity-building activities; use of the Aarhus Clearinghouse to facilitate exchange of information on good practices; training workshops and technical assistance, mostly separately funded under other substantive work areas; capacity-building activities at the national and subregional levels, which are expected to be funded by partners. |
52 135 |
In addition to capacity-building activities mentioned under other areas of work to build synergies and enhance coordination with partners, the secretariat continuously maintained close cooperation with United Nations partner agencies and other international organizations, including the Organization for Economic Cooperation and Development (OECD), OSCE, the Regional Environmental Centre for Central and Eastern Europe and the United Nations Institute for Training and Research (UNITAR). The secretariat also serviced the ninth Aarhus Convention Capacity-building Coordination meeting (Geneva, 25 February 2015). The meeting focused on work areas in the Convention’s current strategic plan (ECE/MP.PP/2014/2/Add.1, decision V/5, annex) and programme of work that require special attention by capacity-building partners, as well as specific aspects of projects and activities, such as their geographical scope, target groups, available and required funding, cooperation with partner organizations and challenges encountered in the implementation of activities.
In addition to capacity-building activities mentioned under other areas of work to build synergies and enhance coordination with partners, during the reporting period the secretariat continuously maintained close cooperation with United Nations partner agencies and other international organizations, including the Organization for Economic Cooperation and Development (OECD), the Organization for Security and Cooperation in Europe (OSCE), the Regional Environmental Centre for Central and Eastern Europe and the United Nations Institute for Training and Research (UNITAR). The secretariat also continued its work on the implementation of the outcomes of the ninth Aarhus Convention Capacity-building Coordination meeting (Geneva, 25 February 2015). In particular, the secretariat is expected, in consultation with the partners, to finalize and distribute in 2016 a questionnaire on capacity-building among national focal points for the Convention in South-Eastern and Eastern Europe, the Caucasus and Central Asia with a view to identifying the needs for future activities.
|
|
EA 7: VII. Production of national implementation reports and a synthesis report. |
A7.1
Preparation and processing of national implementation reports.
|
10 000 |
Following the failure of Portugal, the former Yugoslav Republic of Macedonia and Turkmenistan to submit their national implementation reports for the 2014 reporting cycle within the deadlines set by the Meeting of the Parties, these Parties were invited to do so by 1 October 2014. As of 5 March 2015, only Portugal has submitted its report; the former Yugoslav Republic of Macedonia and Turkmenistan have not submitted their reports. The former Yugoslav Republic of Macedonia is the only Party that failed to submit a national implementation report for both the 2011 and 2014 reporting cycles. Following the failure of Portugal, the former Yugoslav Republic of Macedonia and Turkmenistan to submit their national implementation reports for the 2014 reporting cycle by the deadlines set by the Meeting of the Parties, these Parties were invited to submit their reports by 1 October 2014. As of 15 February 2016, only the former Yugoslav Republic of Macedonia has not yet submitted its report for the 2014 reporting cycle; however, in the meantime, that Party has submitted its national implementation report for the 2011 reporting cycle. As of 31 December 2016, the former Yugoslav Republic of Macedonia remains the only Party to the Convention that has not yet submitted its report for the 2014 reporting cycle. |
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EA 8: VIII. Raise public awareness of the Convention throughout the ECE region and beyond; increase the number of Parties to the Convention; support regional and global initiatives on Principle 10 of the Rio Declaration.
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A8.1
Participation in key regional and international events and processes; use of bilateral, regional and international cooperation arrangements to raise interest in the Convention, e.g., the European Neighbourhood Policy; feed into international processes that closely relate to the Convention, including, the special procedures under the United Nations Human Rights Council (depending on the mandate), the United Nations Environment Programme, the international financial institutions and other relevant international forums.
|
109 570 |
The secretariat has participated in conferences, seminars, workshops and other events in various countries to promote and raise awareness about the Convention and its Protocol at the international level, and has arranged for other representatives of the Convention and Protocol bodies to participate. Meetings and events at which promotional and awareness-raising activities were carried out include: meeting with journalists from Kazakhstan, the Russian Federation and Ukraine (Geneva, 3 April 2014); the Twelfth Annual Conference for Environmental Professionals (Cork, Ireland, 3 April 2014); a symposium on the practice of independent accountability mechanisms held at the European Bank of Reconstruction and Development (London, 17 September 2014); and the E TRACK Open Seminar on the role of public participation in radioactive waste management and other sectors, organized by the European Commission Directorate-General Energy (Amsterdam, 23 October 2014). The secretariat has participated in conferences, seminars, workshops and other events in various countries to promote and raise awareness about the Convention and its Protocol at the international level. The secretariat took part in a meeting of experts convened by the Access Initiative and the World Resources Institute to discuss and refine a draft set of indicators, to be known as the Aarhus Index, to test the legal transposition and practical implementation of the Aarhus Convention (Dublin, 13–14 July 2015). Other meetings and events at which promotional and awareness-raising activities were carried out include a meeting with the representatives of the Japan Federation of Bar Associations (Geneva, 8 September 2015) and a presentation on the Convention at the Graduate Institute of International and Development Studies (Geneva, 30 October 2015). |
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EA 9: IX. Further the application of the principles of the Convention throughout all activities under the Convention, as appropriate, and in the context of the work of relevant international bodies and processes, inter alia, through the promotion of the Almaty Guidelines and the Recommendations on the More Effective Use of Electronic Information Tools to Provide Public Access to Environmental Information and monitoring of their implementation. |
A9.1
Thematic sessions, on a needs basis, at meetings of the Working Group of the Parties to oversee progress in promoting the application of the principles of the Convention in international forums and to address challenges encountered in the implementation of article 3, paragraph 7, of the Convention. |
39 035 |
In connection with work programme items on implementing the Almaty Guidelines on Promoting the Application of the Aarhus Convention in International Forums (Almaty Guidelines), the June 2015 meeting of the Working Group of the Parties includes a thematic segment focusing primarily on promoting the Convention’s principles within the framework of the United Nations Framework Convention for Climate Change. This thematic segment will also address the promotion of the principles of the Convention through developing, implementing and monitoring implementation of the future sustainable development goals. Participants are also expected to discuss the application of the principles in trade negotiations and stakeholder engagement in the framework of the United Nations Environment Assembly. In connection with work programme items on implementing the Almaty Guidelines on Promoting the Application of the Aarhus Convention in International Forums (Almaty Guidelines), the nineteenth meeting of the Working Group of the Parties in June 2015 featured a thematic session on promoting the application of the principles of the Convention in international forums. The session focused primarily on the promotion of public participation in the lead-up to and during the twenty-first session of the Conference of the Parties to the United Nations Framework Convention for Climate Change (UNFCCC) (Paris, 30 November–11 December 2015). In addition, participants considered stakeholder engagement in the UNEP processes. Other issues for discussion included the promotion of the universal application of the Aarhus Convention’s principles in international trade negotiations, as well as the promotion of the principles of the Convention through developing, implementing and monitoring implementation of the future Sustainable Development Goals. In connection with work programme items on implementing the Almaty Guidelines on Promoting the Application of the Aarhus Convention in International Forums (Almaty Guidelines), the twentieth meeting of the Working Group of the Parties in June 2016 featured a thematic session on promoting the application of the Convention’s principles in international forums. The session focused on recent developments related to international financial institutions, feedback from the promotion of public participation in the lead up to and at the twenty-first session of the Conference of the Parties to the United Nations Framework Convention on Climate Change (Paris, 30 November–11 December 2015) and an update on stakeholder engagement in the United Nations Environment Assembly and the high-level political forum on sustainable development processes. |
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EA 10: X. Coordination and oversight of the activities under the Convention.
|
A10.1
|
123 503 |
Coordination and oversight of intersessional activities during the reporting period was mainly conducted by the governing body and its subsidiary bodies during regular meetings of those bodies. Coordination and oversight of intersessional activities during the reporting period was mainly conducted by the governing body and its subsidiary bodies during regular meetings of those bodies. |
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EA 11: XI. See article 10 of the Convention.
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A11.1
|
Costs are reported under work area X. | ||
EA 12: XII. Overall support that covers multiple substantive areas of the work programme.
|
A12.1
|
150 000 |
During the period 2014–2015, the objective of horizontal support activities was to provide overall support that covered multiple substantive areas of the work programme, inter alia, through secretarial support and staff training. During the period 2016–2017, the objective of horizontal support activities was to provide overall support that covered multiple substantive areas of the work programme, inter alia, through secretarial support and staff training. These activities are relevant for the achievement of all focal areas of the strategic plan. |
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Total: | 1 394 586 |
Total: |
Protocol on Pollutant Release and Transfer Registers to the Aarhus Convention
Part I. Planning Decision II/3 on the Work programme for 2015–2017 (Annex ) |
Part II. Implementation (to be used for reporting on progress in the implementation of the project in real time)1,2 |
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Expected accomplishments |
Planned activities |
Average annual estimated costs (US$)
|
Implemented activities3 |
Actual expenditures4 (US$)3 |
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EA 1: A. Monitor and facilitate compliance with the Protocol
|
A1.1
|
60 000 | Since 1 April 2014, the Protocol Compliance Committee has held three meetings: the second (Geneva, 1–2 April 2014); third (Maastricht, Netherlands, 3–4 July 2014); and fourth (Geneva, 27–29 April 2015). The main focus of the Committee’s work was on lessons learned from the first reporting cycle under the Protocol. In this context, the Committee prepared a number of documents with the support of the secretariat: (a) A synthesis report (ECE/MP.PRTR/2014/5) based on the national implementation reports submitted in the 2014 reporting cycle, which was submitted to the Meeting of the Parties at its second session (Maastricht, Netherlands, 3–4 July 2015); (b) Two documents developed with inputs from Parties and stakeholders that are being submitted for the Working Group’s consideration at its present session: draft guidance for reporting on the implementation of the Protocol (ECE/MP.PRTR/WG.1/2015/6); and draft systemic issues arising under the Protocol and recommendations on how to address them (ECE/MP.PRTR/WG.1/2015/5). The Committee also discussed the need to amend the format for the implementation reports (ECE/MP.PRTR/2010/2/Add.1, decision I/5, annex). Based on the comments received from Parties, the Committee agreed that there was no need to revise the format at this stage. At the same time, it considered that all the concerns raised by Parties in relation to the format should be addressed through the guidance for reporting currently being developed. The Committee also noted that the national implementation reports from a number of Parties suggested that there may be issues to address concerning the fulfilment of the obligation to establish national pollutant release and transfer registers (PRTRs) as opposed to reporting to regional reporting mechanisms, such as to the European Pollutant Release and Transfer Register (E-PRTR). In order to determine whether this indicates a widespread failure fully to comply with the Protocol, the Committee decided to request the secretariat to further investigate the issue. The Committee has to date received no submissions by Parties concerning compliance by other Parties, no submissions by Parties concerning their own compliance, no formal referrals by the secretariat and no formal communications from the public regarding compliance with the Protocol. In the reporting period, the Protocol’s Compliance Committee held its fourth meeting (Geneva, 27−29 April 2015), and undertook several subsequent e-mail consultations. The main focus of the Committee’s work was to revise two documents submitted for the Working Group’s consideration at its present session on the basis of comments received from Parties and stakeholders: (a) draft systemic issues concerning the implementation of the Protocol on Pollutant Release and Transfer Registers and recommendations on how to address them (ECE/MP.PRTR/WG.1/2016/5); and draft guidance for reporting on implementation of the Protocol on Pollutant Release and Transfer Registers (ECE/MP.PRTR/WG.1/2016/6). The Working Group considered earlier versions of the documents at its fourth meeting (Madrid, 26 November 2015), and requested that the documents be finalized by the Chair of the Committee with the support from the secretariat on the basis of the comments received from parties and stakeholders (see ECE/MP.PRTR/WG.1/2015/2). The Committee has to date received no submissions by Parties concerning compliance by other Parties, no submissions by Parties concerning their own compliance, no formal referrals by the secretariat and no formal communications from the public regarding compliance with the Protocol. Chairs of compliance or implementation bodies under the United Nations Economic Commission for Europe (ECE) multilateral environmental agreements continued to liaise at informal meetings to exchange information on challenges and good practices in relation to the work of the respective bodies. The fourth meeting of the compliance and implementation committee chairs was held in Geneva on 20 June 2016. The work under the compliance mechanism is relevant for the achievement of objectives I.1, I.3–I.6 under focal area I and for all the objectives of focal area III of the strategic plan 2015–2020 (ECE/MP.PRTR/2014/4/Add.1, decision II/2, annex). |
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EA 2: B. Assist countries in the effective implementation of the Protocol
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A2.1
|
50 000 | Technical assistance activities may involve specific projects in countries needing assistance, including training workshops, guidance materials and expert assistance. 1. Workshops and country-specific projects Preparatory work has been started with regard to a subregional workshop for Eastern Europe, the Caucasus and Central Asia, which is scheduled to take place in 2016. In addition, a project to promote PRTRs in South-Eastern Europe and the Republic of Moldova, funded by Germany, will be implemented by the Regional Environmental Centre for Central and Eastern Europe, with the advisory support from the secretariat, in 2016. During the reporting period, the secretariat continued providing substantive support to the implementation of the project under the Environment and Security Initiative umbrella on the promotion of the Aarhus Convention and its Protocol in Belarus. This included the promotion of the Protocol at an expert meeting on 23 June 2015 in Grodno with representatives of enterprises and local environmental authorities. 2. Technical assistance via electronic tools The secretariat has continued managing the Aarhus Clearinghouse for Environmental Democracy and the PRTR.net global portal. The PRTR.net global portal is used to facilitate the collection, dissemination and exchange of information related to PRTRs. The Protocol secretariat maintained and updated PRTR.net in cooperation with the United Nations Institute for Training and Research (UNITAR) and the Organization for Economic Cooperation and Development (OECD), and continues pursuing close cooperation with UNITAR in order to ensure the effective use of PRTR.net and PRTR:Learn by national focal points and stakeholders. For example, PRTR.net was synergized with the PRTR:Learn website (an interactive portal developed and managed by UNITAR). A project to upgrade PRTR.net and the Aarhus Clearinghouse is expected to be conducted by the Global Resource Information Database centre in Arendal, Norway (GRID-Arendal) in 2015–2016. The secretariat continues administration of a database on capacity-building activities, which serves as an information source for past, future and ongoing PRTR capacity-building activities. This includes a feature on PRTR.net to enable national focal points and stakeholders to log in and add data to the PRTR capacity-building activities database. The Protocol on PRTRs section of the ECE website has been regularly updated in the intersessional period. In addition, section D below includes information regarding the online reporting tool. 2. Thematic surveys To support the preparation of the draft reporting guidelines and draft report on systemic issues (see para. 4 (b) above), the secretariat also carried out a survey on lessons learned from the first reporting cycle, as well as to identify good practices and systemic challenges for the implementation of the Protocol, and whether Parties had any specific suggestions for the amendment of the reporting format for the second reporting round. 3. Framework for technical assistance As requested by the Working Group at its second meeting (Geneva, 20−21 November 2012), the Governments of Armenia and Belarus prepared a proposal on activities for the promotion of the Protocol on PRTRs in countries in Eastern Europe, the Caucasus and Central Asia on the basis of the outcomes of a consultation with national focal points of the countries concerned (see ECE/MP.PRTR/WG.1/2012/2, para. 23 (c)−(e)). The proposal was endorsed by the Meeting of the Parties at its second session, as a document describing an overall framework for possible areas for bilateral and multilateral cooperation (ECE/MP.PRTR/2014/4/Add.2). Technical assistance activities may involve specific projects in countries needing assistance, including training workshops, guidance materials and expert assistance. It is relevant for the achievement mainly of focal areas I and II of the strategic plan. 1. Workshops and country-specific projects The secretariat presented and promoted the Protocol at the United Nations Institute for Training and Research (UNITAR) inception workshop for its “Global Project on the Implementation of Pollutant Release and Transfer Registers (PRTR) as a tool for Persistent Organic Pollutants (POPs) reporting, dissemination and awareness raising for Belarus, Cambodia, Ecuador, Kazakhstan, Moldova and Peru” (Madrid, 26–28 November 2015). Preparatory work has been started with regard to a second subregional workshop for Eastern Europe, the Caucasus and Central Asia, scheduled to take place from 19 to 21 September 2016 in Minsk. The workshop will be organized by the secretariat in cooperation with the Ministry of Natural Resources and Environmental Protection of Belarus and the secretariat of the Convention on Long-range Transboundary Air Pollution. In addition, a project to promote pollutant release and transfer registers (PRTRs) in South-Eastern Europe and the Republic of Moldova, funded by Germany, is being implemented by the Regional Environmental Centre for Central and Eastern Europe, with advisory support from the secretariat, in 2016. 2. Technical assistance through electronic tools 10. The secretariat has continued managing the Aarhus Clearinghouse for Environmental Democracy and the PRTR.net global portal. The PRTR.net global portal is used to facilitate the collection, dissemination and exchange of information related to PRTRs. The Protocol secretariat maintained and updated PRTR.net in cooperation with UNITAR and the Organization for Economic Cooperation and Development (OECD), and continues pursuing close cooperation with UNITAR in order to ensure the effective use of PRTR.net and PRTR:Learn by national focal points and stakeholders. In addition, the secretariat has started the upgrade of these two web portals to make them more attractive and user-friendly by integrating new technologies, web features and search options. The secretariat also continues to administrate a database on capacity-building activities, which provides information on past, future and ongoing PRTR capacity-building activities. This includes a feature on PRTR.net to enable national focal points and stakeholders to log in and add data to the PRTR capacity-building activities database. The Protocol section of the ECE website has been regularly updated in the intersessional period. In addition, section D below includes information regarding the online reporting tool. To support the preparation of the fourth meeting of the Working Group of the Parties, the secretariat carried out an electronic survey on the current status of capacity-building activities in the countries in Eastern Europe, the Caucasus and Central Asia and to analyse the needs, challenges and priorities regarding PRTRs and their successful implementation. |
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EA 3: C. Monitor and facilitate the implementation of the Protocol
|
A3.1
|
60 000 | The objective of information exchange on a technical level is to monitor and facilitate the implementation of the Protocol. The method of work for information exchange is via meetings of the Working Group of the Parties to the Protocol, ad hoc meetings and the use of electronic tools. In addition, sections B above and E below describe trainings, surveys, subregional workshops, electronic tools and other activities that enable information exchange on a technical level. Sections D and F below include information on the reporting mechanism and the meetings of the Working Group of the Parties. The objective of information exchange on a technical level is to monitor and facilitate the implementation of the Protocol. The method of work for information exchange is meetings of the Working Group of the Parties to the Protocol, ad hoc meetings and the use of electronic tools. Information exchange on a technical level is relevant for the achievement of all three focal areas of the strategic plan; specifically, for the achievement of objectives I.1, I.2, II.1, II.3 and III.1. In addition, sections B above and E below describe trainings, surveys, subregional workshops, electronic tools and other activities that enable information exchange on a technical level. Sections D and F below include information on the reporting mechanism and the meetings of the Working Group of the Parties. |
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EA 4: D. Monitor and facilitate the implementation of the Protocol; facilitate reporting, review of compliance and experience
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A4.1
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20 000 | The objective of the reporting mechanism is to monitor and facilitate the implementation of the Protocol and to this end also to facilitate reporting, the review of compliance and the exchange of experience. The method of work is via meetings of the Working Group of the Parties to the Protocol, exchange on a technical level of information on the application of electronic information tools and the use of the online national implementation reports database in the Aarhus Clearinghouse, the PRTR:Learn website, the PRTR capacity-building activities matrix and e-reporting. The secretariat has engaged a consultant to develop an online reporting system for the Protocol. The online reporting tool was used for the submission of national implementation reports by the Parties for the 2014 reporting cycle. In addition, section B above includes information on other electronic tools. Following the failure of Albania, Cyprus and Slovenia to submit their national implementation reports for the 2014 reporting cycle before the second session of the Meeting of the Parties, these Parties were invited to report by 1 October 2014. As of 15 August 2015, Albania and Cyprus have submitted their reports. Slovenia has not submitted its report. The objective of the reporting mechanism is to monitor and facilitate the implementation of the Protocol, the review of compliance and the exchange of experience. The method of work is meetings of the Working Group of the Parties to the Protocol, exchange on a technical level of information on the application of electronic information tools and the use of the online national implementation reports database in the Aarhus Clearinghouse, the PRTR:Learn website, the PRTR capacity-building activities matrix and e-reporting. This activity of the work programme is relevant for the achievement of focal area I of the strategic plan. The online reporting tool that was introduced for the submission of national implementation reports by the Parties for the 2014 reporting cycle will be used also for the 2017 reporting cycle. Following the failure of Albania, Cyprus and Slovenia to submit their national implementation reports for the 2014 reporting cycle before the second session of the Meeting of the Parties (Maastricht, the Netherlands, 3–4 July 2014), these Parties were invited to report by 1 October 2014. As of 15 August 2016 only Slovenia has not submitted its report. |
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EA 5: E. Further the knowledge of the Protocol throughout the ECE region and beyond, increase the number of Parties to the Protocol; further the application of the Protocol in the context of other MEAs and related processes (SAICM/ICCM) |
A5.1
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30 000 | The objective of awareness-raising on and promotion of the Protocol and its interlinkages with other treaties and processes is to expand knowledge of the Protocol throughout the ECE region and beyond, to increase the number of Parties to the Protocol and to further the application of the Protocol in the context of other multilateral environmental agreements (MEAs) and related processes (e.g., the Strategic Approach to International Chemicals Management (SAICM)/International Conference on Chemicals Management under the United Nations Environment Programme (UNEP)). The activity is pursued through participation in key regional and international events and processes; provision of support to workshops organized by others; preparation of leaflets, publications, news bulletins and other materials on the Protocol; updating the website; and writing and reviewing articles on the Protocol. The secretariat has carried out this activity through the participation of, or arranging for the participation of, representatives of Convention and Protocol bodies at a number of relevant workshops and other events in various countries. Notably, the secretariat promoted the work under the Protocol and its interlinkages with other treaties and processes, among others, at the following events: (a) The first meeting of the Group of Friends of the Shared Environmental Information System (Geneva, 12 May 2014); (b) The eighth session of the Joint Task Force on Environmental Indicators (Geneva, 14–15 May 2014); (c) The Symposium of the Commission Nationale du Débat Publique (Paris, 16−17 June 2014); (d) The seventeenth meeting of the OECD Task Force on PRTRs (Santiago, Chile, 6–7 October 2014); (e) A PRTR capacity-building workshop (Santiago, Chile, 9 October 2014) organized by the Economic Commission for Latin America and the Caribbean (ECLAC) with a presentation highlighting aspects regarding the Protocol’s legally binding nature; (f) The fifth and sixth meetings (Geneva, 15 April and 24 June 2015, respectively) of the Issue Management Group on Sound Management of Chemicals and Wastes. Furthermore, to build synergies and enhance coordination with partners, the secretariat serviced the ninth meeting of the International PRTR Coordinating Group (Santiago, Chile, 8 October 2014), which was held back to back with the meeting of the OECD Task Force on PRTRs. The Coordinating Group maintained continuous close cooperation with the Global Environment Facility, GRID Arendal, OECD, ECLAC, UNEP and UNITAR on PRTR-related issues. The ninth Aarhus Convention Capacity-Building Coordination meeting (Geneva, 25 February 2015), reviewed the work undertaken in this area for the Convention and its Protocol by the secretariat and partner organizations, as well as specific aspects of projects and activities, such as their geographical scope, target groups, available and required funding, cooperation with partner organizations and challenges encountered in the implementation of activities. A second joint global round table on PRTRs, under the auspices of ECE and OECD and in cooperation with UNITAR and UNEP, is planned for 24 and 25 November 2015 in Madrid, hosted by Spain. The increased cooperation between the secretariat and the special procedures of the Human Rights Council in recent years is noteworthy, in particular with regard to the mandate of the Special Rapporteur on human rights and the environment created in March 2012. Given the continued relevance of the Protocol on PRTRs, cooperation has also been promoted with the Special Rapporteur on the implications for human rights of the environmentally sound management and disposal of hazardous substances and wastes. Cooperation with the latter was carried out through promotion of the Convention and the Protocol during a side event at the second meeting of the SAICM Open-ended Working Group (Geneva, 15–17 December 2014) and at a preparatory meeting for a country visit by the Special Rapporteur to Kazakhstan (Geneva, 20 March 2015). The secretariat also promoted the Protocol through various reports and articles prepared under the auspices of ECE and partner organizations. This included contribution to the Conference of European Statisticians Recommendations on Climate Change-Related Statistics. Furthermore, the secretariat contributed information on PRTR and Aarhus electronic tools to the ECE submission prepared as an input to the report of the United Nations Secretary-General on progress made in the implementation of and follow-up to the outcomes of the World Summit on the Information Society at the regional and international levels (A/68/65–E/2013/11), submitted to the Commission on Science and Technology for Development at its eighteenth session (Geneva, 4–8 May 2015). The secretariat continued an enhanced outreach exercise, distributing materials about the Convention and the Protocol on PRTRs to national focal points, Aarhus Centres, non-governmental organizations and academic institutions in the ECE region. The objective of awareness-raising and promotion of the Protocol and its interlinkages with other treaties and processes is to expand knowledge of the Protocol throughout the ECE region and beyond, to increase the number of Parties to the Protocol and to further the application of the Protocol in the context of other multilateral environmental agreements and related processes (e.g., the Strategic Approach to International Chemicals Management (SAICM)/International Conference on Chemicals Management under the United Nations Environment Programme (UNEP)). The activity is pursued through: participation in key regional and international events and processes; the provision of support to workshops organized by others; the preparation of leaflets, publications, news bulletins and other materials on the Protocol; updating the website; and writing and reviewing articles on the Protocol. This work programme activity is relevant for the achievement of all three focal areas of the strategic plan, specifically for the achievement of objectives I.1, II.2–4 and III.1. The secretariat provided input regarding the Convention and its Protocol to the Special Rapporteur on the implications for human rights of the environmentally sound management and disposal of hazardous substances and wastes (Special Rapporteur on toxic wastes) for his annual report to the Human Rights Council on the right to access information throughout the life cycle of hazardous substances and wastes (A/HRC/30/40). The secretariat also took part in the interactive dialogue with the Special Rapporteur on 16 September 2015, organized within the framework of the thirtieth session of the Human Right Council (Geneva, 14 September–2 October 2015), and a panel discussion at the side event “Right to information on hazardous substances and wastes” on 18 September 2015, raising awareness about both instruments. The ECE Executive Secretary promoted the Convention and its Protocol together with other ECE instruments at the fourth session of the International Conference on Chemicals Management (Geneva, 28 September–2 October 2015). The secretariat further promoted the Convention and its Protocol at a side event on “Occupational exposures: Experiences on advancing a more sustainable management of chemicals” held on 30 September 2015, where the Special Rapporteur on toxic wastes highlighted the importance of access to information for workers. A second Joint Global Round Table on PRTRs, under the auspices of ECE and OECD and in cooperation with UNITAR and UNEP, was held on 24 and 25 November 2015 in Madrid, hosted by Spain. The round table was chaired by Japan and Sweden. The event helped foster the exchange of experience between different Governments and stakeholders as well as build experts’ capacities and promote synergy on PRTR-related issues. The presentations and discussions during the event were centred on good practices, common challenges and new opportunities related to development of PRTRs. The event was co-chaired by the Chair of the Protocol’s Meeting of the Parties and the Chair of the OECD Task Force on PRTRs. Moreover, the secretariat has carried out this work programme activity through the participation of, or arranging for the participation of, representatives of Convention and Protocol bodies at a number of relevant workshops and other events in various countries. Notably, the secretariat promoted the work under the Protocol and its interlinkages with other treaties and processes, among others, at the following events: (a) The joint UNEP, UNITAR and Inter-Organization Programme for the Sound Management of Chemicals International Expert and Stakeholder Workshop on the Integrated National Implementation of Sustainable Development Goals and International Chemicals and Waste Agreements (Geneva, 11–13 April 2016); (b) The consultation on Global Chemicals Outlook II (Geneva, 13–14 April 2016); (c) The Inter-agency Meeting on Sound Chemicals Management held on 10 May 2016, in Geneva. The one-day special event was convened by the Inter-Agency Meeting and hosted by the UNEP Chemicals and Waste Branch, and brought together 25 participants from 16 different agencies and secretariats; (d) The Eighth Environment for Europe Ministerial Conference (Batumi, Georgia, 8–10 June 2016), including the side event on PRTRs as a tool for public air quality monitoring (Batumi, Georgia, 8 June 2016); (e) The side event on access to information and human rights, held on 14 June 2016 on the margins of the thirty-second session of the Human Rights Council (Geneva, 13 June–1 July and 8 July 2016). The secretariat also promoted the Protocol through various reports and articles prepared under the auspices of ECE and partner organizations. This included contribution to the Sixth Global Environment Outlook Assessment for the Pan-European Region, prepared by UNEP and ECE with the support of the European Environment Agency and in close collaboration with partner institutions and individual experts, regarding the current status of the implementation of the Convention and its Protocol on PRTRs. The secretariat continued an enhanced outreach exercise, distributing materials about the Convention and the Protocol to national focal points, Aarhus Centres, non governmental organizations and academic institutions in the ECE region. |
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EA 6: F. Coordination and oversight of the activities under the Protocol, i.e., through the implementation of this programme of work |
A6.1
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105 000 | Coordination and oversight of intersessional activities under the Protocol are carried out via meetings of the Working Group of the Parties, meetings of the Bureau, as necessary, and consultations among Bureau members using e-mail. The secretariat serviced the second session of the Meeting of the Parties to the Convention and the Joint High-level Segment with the fifth session of the Meeting of the Parties to the Convention held in Maastricht, the Netherlands from 2 to 4 July 2014. It also serviced the seventh meeting of the Bureau held in Maastricht on 1 July 2014, and coordinated a number of e-mail consultations among the Bureau members. Representatives of the ECE Committee on Environmental Policy and the governing bodies of the ECE MEAs continued to liaise at informal meetings to exchange information on priorities under the agreements and identify and discuss possible areas of cooperation and synergy in the light of recent and future key developments in the area of the environment. At the last meeting (Geneva, 27 October 2014), held back to back with the twentieth session of the Committee on Environmental Policy (Geneva, 28–31 October 2014), the Chair of the Protocol on PRTRs participated, as well as the secretariat. Activities under the Protocol on PRTRs were presented at the twentieth session of the Committee on Environmental Policy by the Vice-Chairs of the Convention and the Chair of the Protocol on PRTRs. Coordination and oversight of intersessional activities under the Protocol are carried out at meetings of the Working Group of the Parties, meetings of the Bureau, as necessary, and by consultations among Bureau members using e-mail. This work programme activity is relevant for the achievement of all three focal areas of the strategic plan. The secretariat serviced the fourth meeting of the Working Group of the Parties to the Protocol, as well as the ninth and tenth meetings of the Bureau (Madrid, 27 November 2015 and Geneva, 7 July 2016, respectively), and coordinated a number of e-mail consultations among the Bureau members. Representatives of the ECE Committee on Environmental Policy and the governing bodies of the ECE multilateral environmental agreements continued to liaise at informal meetings to exchange information on priorities under the agreements and identify and discuss possible areas of cooperation and synergy in the light of recent and future key developments in the area of the environment. At the most recent meeting, in Geneva on 26 October 2015, the Chair of the Meeting of the Parties to the Protocol participated, as well as the secretariat. Activities under the Protocol were presented at the twenty-first session of the Committee on Environmental Policy (Geneva, 27–30 October 2015) by the Chair of the Meeting of the Parties. As of 15 August 2016, the Protocol has 35 Parties. Malta and Ukraine ratified the Protocol on 20 May 2016 and on 2 May 2016 respectively. |
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EA 7: G. Drafting of recommendations to the Meeting of the Parties on technical issues, based on the assessment and implementation reports
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A7.1
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10 000 | Technical assessment of the provisions of the Protocol involves the drafting of recommendations on technical issues for the Meeting of the Parties, based on the assessment reports. The method of work for this activity includes meetings of the Working Group of the Parties to the Protocol, electronic consultation and drafting of assessment reports on experience gained in the development of national PRTRs according to article 6, paragraph 2, of the Protocol. The first meeting of the Working Group of the Parties agreed that no amendments to the provisions of the Protocol were needed at that time, and that experience needed to be gathered before such a review should take place. The synthesis report on the implementation of the Protocol on Pollutant Release and Transfer Registers (ECE/MP.PRTR/2014/5) and national implementation reports from the first reporting cycle under the Protocol provide insight on some of the issues related to the technical assessment of the provisions of the Protocol. The current work under the Compliance Committee on a document addressing systemic issues arising under the Protocol (see para. 4 (b) above), currently before the Working Group for consideration, addresses this work area. Technical assessment of the provisions of the Protocol involves the drafting of recommendations on technical issues for the Meeting of the Parties, based on the assessment reports. The method of work for this activity includes meetings of the Working Group of the Parties to the Protocol, electronic consultation and drafting of assessment reports on experience gained in the development of national PRTRs according to article 6, paragraph 2, of the Protocol. This work programme activity is relevant for the achievement of all three focal areas of the strategic plan, specifically objectives I.1–6, II.1 and III.1–4. At its first meeting (Geneva, 28 and 29 November 2011), the Working Group of the Parties agreed that no amendments to the provisions of the Protocol were needed at that time, and that experience needed to be gathered before such a review should take place. The synthesis report on the implementation of the Protocol on Pollutant Release and Transfer Registers (ECE/MP.PRTR/2014/5) presented to the Meeting of the Parties at its second session and the individual national implementation reports from the first reporting cycle on which the synthesis was based provide insight on some of the issues related to the technical assessment of the provisions of the Protocol. The current work under the Compliance Committee on a document addressing systemic issues arising under the Protocol (see para. 3 above), currently before the Working Group for consideration, addresses this work area. |
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EA 8: H. Overall support that covers multiple substantive areas of the work programme
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A8.1 |
2 000 | During the period 2014–2015, the objective of horizontal support activities was to provide overall support that covered multiple substantive areas of the work programme, inter alia, through secretarial support and staff training. During the period 2015–2016, the objective of horizontal support activities was to provide overall support that covered multiple substantive areas of the work programme, inter alia, through secretarial support and staff training. These activities are relevant for the achievement of all focal areas of the strategic plan. |
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Subtotal (activities) | 337 000 | |||
EA 9: Staff requirements: |
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One P-3 full time | 180 000 | |||
One G-5 | 38 900 | |||
Subtotal (staff requirements) | 218 900 | |||
Programme Support Costs (13%) | 72 267 | |||
Total: | 628 167 |
Total: |
1 The secretariat shall inform EXCOM in case of unexpected developments or serious problems of any kind in the project implementation.
2 Questions from member States on project implementation will be forwarded to the secretariat.
3 Relevant information should be uploaded by the project manager on the Project Monitoring Tool within one month from the end of the activity and include the following:
(a) For an advisory service (including at a workshop/seminar/training organized by other organizations): title; venue; dates; project expenditures; and hyperlink(s) to presentation(s) and other relevant documents;
(b) For a workshop/conference/training organized by UNECE: title; venue; dates; project expenditures; and hyperlinks to the meeting agenda, list of participants, presentation(s) made by UNECE, conference documents, training materials and reports;
(c) For a consultancy: project expenditures; hyperlinks to the consultancy ToR and main outputs (study, report, training material, presentation, etc.) produced by the consultant/s;
(d) For other outputs not included under bullet points above: hyperlink to relevant documents.
[1] Relevant financial information – certified by the Executive Office - should be uploaded by the project manager on the Project Monitoring Tool within one month from the end of the activity.